Brokers caught peeking at other brokers’ rap sheets

Who’s hot to get their hands on the sometimes-tarnished records of stockbrokers? Judicious investors and meddling journalists accounted for some of the 4.7 million inquiries about brokers’ histories on a popular public disclosure system last year. The surprise, though, is that there are people in the brokerage industry clamoring to get the dope on their peers. ...

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Brokers caught peeking at other brokers’ rap sheets

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