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Avoiding common investor problems

The National Association of Securities Dealers (NASD) has published helpful guidance for investors on its Web site, www.nasd.com, entitled, "Common Investor Problems and How to Avoid Them." These "Investors' Best Practices" describe what investors can do to avoid the four most frequently reported problems: misrepresentation, cold-calling, unsuitability and unauthorized trading. Let's examine the regulator's advice.Misrepresentations ...

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